Optimality Theory - CON: The Constraint Set

CON: The Constraint Set

In optimality theory, every constraint is universal. CON is the same in every language. There are two basic types of constraints. Faithfulness constraints require that the observed surface form (the output) match the underlying or lexical form (the input) in some particular way; that is, these constraints require identity between input and output forms. Markedness constraints impose requirements on the structural well-formedness of the output. Each plays a crucial role in the theory. Faithfulness constraints prevent every input from being realized as some unmarked form, and markedness constraints motivate changes from the underlying form.

The universal nature of CON makes some immediate predictions about language typology. If grammars differ only by having different rankings of CON, then the set of possible human languages is determined by the constraints that exist. Optimality theory predicts that there cannot be more grammars than there are permutations of the ranking of CON. The number of possible rankings is equal to the factorial of the total number of constraints, thus giving rise to the term Factorial Typology. However, it may not be possible to distinguish all of these potential grammars, since not every constraint is guaranteed to have an observable effect in every language. Two languages could generate the same range of input-output mappings, but differ in the relative ranking of two constraints which do not conflict with each other.

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