Contents
- Section 201 Findings
- Section 202(a) Definitions
- Section 202(b) Governments Excepted
- Section 203 Registration of Investment Advisers
- Section 203A State and Federal Responsibilities
- Section 204 Annual and Other Reports
- Section 204A Prevention of Misuse of Nonpublic Information
- Section 205 Investment Advisory Contracts
- Section 206 Prohibited Transactions by Investment Advisers
- Section 206A Exemptions
- Section 207 Material Misstatements
- Section 208 General Prohibitions
- Section 209 Enforcement of Title
- Section 210 Publicity
- Rules, Regulations and Orders (Section 211)
- Hearings (Section 212)
- Court Review of Orders (Section 213)
- Jurisdiction of Offenses and Suits (Section 214)
- Validity of Contracts (Section 215)
- Annual Reports of Commission (Section 216)
- Penalties (Section 217)
- Hiring and Leasing Authority of the Commission (Section 218)
- Separability of Provisions (Section 219)
- Short Title (Section 220)
- Effective Date (Section 221)
- State Regulation of Investment Advisers (Section 222)
Read more about this topic: Investment Advisers Act Of 1940
Famous quotes containing the word contents:
“To be, contents his natural desire;
He asks no Angel’s wing, no Seraph’s fire;
But thinks, admitted to that equal sky,
His faithful dog shall bear him company.”
—Alexander Pope (1688–1744)
“Yet to speak of the whole world as metaphor
Is still to stick to the contents of the mind
And the desire to believe in a metaphor.
It is to stick to the nicer knowledge of
Belief, that what it believes in is not true.”
—Wallace Stevens (1879–1955)
“How often we must remember the art of the surgeon, which, in replacing the broken bone, contents itself with releasing the parts from false position; they fly into place by the action of the muscles. On this art of nature all our arts rely.”
—Ralph Waldo Emerson (1803–1882)