Contents
- Section 201 Findings
- Section 202(a) Definitions
- Section 202(b) Governments Excepted
- Section 203 Registration of Investment Advisers
- Section 203A State and Federal Responsibilities
- Section 204 Annual and Other Reports
- Section 204A Prevention of Misuse of Nonpublic Information
- Section 205 Investment Advisory Contracts
- Section 206 Prohibited Transactions by Investment Advisers
- Section 206A Exemptions
- Section 207 Material Misstatements
- Section 208 General Prohibitions
- Section 209 Enforcement of Title
- Section 210 Publicity
- Rules, Regulations and Orders (Section 211)
- Hearings (Section 212)
- Court Review of Orders (Section 213)
- Jurisdiction of Offenses and Suits (Section 214)
- Validity of Contracts (Section 215)
- Annual Reports of Commission (Section 216)
- Penalties (Section 217)
- Hiring and Leasing Authority of the Commission (Section 218)
- Separability of Provisions (Section 219)
- Short Title (Section 220)
- Effective Date (Section 221)
- State Regulation of Investment Advisers (Section 222)
Read more about this topic: Investment Advisers Act Of 1940
Famous quotes containing the word contents:
“Yet to speak of the whole world as metaphor
Is still to stick to the contents of the mind
And the desire to believe in a metaphor.
It is to stick to the nicer knowledge of
Belief, that what it believes in is not true.”
—Wallace Stevens (1879–1955)
“Such as boxed
Their feelings properly, complete to tags
A box for dark men and a box for Other
Would often find the contents had been scrambled.”
—Gwendolyn Brooks (b. 1917)
“If one reads a newspaper only for information, one does not learn the truth, not even the truth about the paper. The truth is that the newspaper is not a statement of contents but the contents themselves; and more than that, it is an instigator.”
—Karl Kraus (1874–1936)