Hammett Equation - Nonlinearity

Nonlinearity

The plot of the Hammett equation is typically seen as being linear, with either a positive or negative slope correlating to the value of rho. However, nonlinearity emerges in the Hammett plot when a substituent affects the rate of reaction or changes the rate-determining step or reaction mechanism of the reaction. For the reason of the former case, new sigma constants have been introduced to accommodate the deviation from linearity otherwise seen resulting from the effect of the substituent. σ+ takes into account positive charge buildup occurring in the transition state of the reaction. Therefore, an electron donating group (EDG) will accelerate the rate of the reaction by resonance stabilization and will give the following sigma plot with a negative rho value.

σ- is designated in the case where negative charge buildup in the transition state occurs, and the rate of the reaction is consequently accelerated by electron withdrawing groups (EWG). The EWG withdraws electron density by resonance and effectively stabilizes the negative charge that is generated. The corresponding plot will show a positive rho value.

In the case of a nucleophilic acyl substitution the effect of the substituent, X, of the non-leaving group can in fact accelerate the rate of the nucleophilic addition reaction when X is an EWG. This is attributed to the resonance contribution of the EWG to withdraw electron density thereby increasing the susceptibility for nucleophilic attack on the carbonyl carbon. A change in rate occurs when X is EDG, as is evidenced when comparing the rates between X = Me and X = OMe, and nonlinearity is observed in the Hammett plot.

The effect of the substituent may change the rate-determining step (rds) in the mechanism of the reaction. A certain electronic effect may accelerate a certain step so that it is no longer the rds.

A change in the mechanism of a reaction also results in nonlinearity in the Hammett plot. Typically, the model used for measuring the changes in rate in this instance is that of the SN2 reaction. However, it has been observed that in some cases of an SN2 reaction that an EWG does not accelerate the reaction as would be expected and that the rate varies with the substituent. In fact, the sign of the charge and degree to which it develops will be affected by the substituent in the case of the benzylic system.

For example, the substituent may determine the mechanism to be an SN1 type reaction over a SN2 type reaction, in which case the resulting Hammett plot will indicate a rate acceleration due to an EDG, thus elucidating the mechanism of the reaction.