Futures Exchange - Regulators

Regulators

Each exchange is normally regulated by a national governmental (or semi-governmental) regulatory agency:

  • In Australia, this role is performed by the Australian Securities and Investments Commission.
  • In the Chinese mainland, by the China Securities Regulatory Commission.
  • In Hong Kong, by the Securities and Futures Commission.
  • In India, by the Securities and Exchange Board of India and Forward Markets Commission (FMC)
  • In Japan, by the Financial Services Agency.
  • In Pakistan, by the Securities and Exchange Commission of Pakistan.
  • In Singapore by the Monetary Authority of Singapore.
  • In the UK, futures exchanges are regulated by the Financial Services Authority.
  • In the USA, by the Commodity Futures Trading Commission.
  • In Malaysia, by the Securities Commission Malaysia.
  • In Spain, by the Comisión Nacional del Mercado de Valores (CNMV).
  • In Brazil, by the Comissão de Valores Mobiliários (CVM).
  • In South Africa, by the Financial Services Board (South Africa).

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